Meditation as Ethical Activity
By Georges Dreyfus
Assistant Professor of Religious Studies,
Williams College Williamstown,
Massachusetts, USA
ISSN 1076-9005; Volume 2 1995
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Abstract:
Despite the fact that the various Tibetan Buddhist
traditions developed substantive ethical systems on the personal,
interpersonal and social levels, they did not develop systematic
theoretical reflections on the nature and scope of ethics. Precisely
because very little attention is devoted to the nature of ethical
concepts, problems are created for modern scholars who are thus
hindered in making comparisons between Buddhist and Western ethics.
This paper thus examines the continuity between meditation and daily
life in the context of understanding the ethical character of
meditation as practiced by Tibetan Buddhists. The discussion is
largely limited to the practice of meditation as taught in the lam rim
(or Gradual Stages of the Path).
OBJECT OF THE STUDY
Let me start by expressing my concerns over the project I
am about to engage in, a discussion of the ethical framework implied
by the practice of some basic meditations in Tibetan Buddhism.
Although this discussion is certainly interesting and is perhaps
important, it is also deeply problematic, for at least two reasons.
First, Tibetan Buddhist traditions did not develop
systematic theoretical reflections on the nature and scope of ethics.
This is not to say, as has been often misunderstood, that these
traditions are ethically weak. Like other rich traditions, Tibetan
Buddhist traditions have developed substantive ethical systems, at the
personal, interpersonal and social levels, while lacking a theoretical
reflection on the nature of their ethical beliefs and practices. This
lack of theoretical ethics, what we could call second degree ethics in
opposition to substantive ethics, affects not only Tibetan Buddhism,
but Indian Buddhism and other related traditions, and is quite
remarkable given the richness of Indian Buddhist philosophical
reflection in general. Compared to domains such as the philosophy of
language and epistemology, Indian Buddhist traditions never developed
a similar systematic reflection on the nature of ethical concepts.
This is not to say that notions such as virtue or goodness are unknown
in Indian Buddhist traditions, but that they are not taken to be
philosophically interesting. Ethical concepts are studied, but they
are not thought to warrant a theoretical discussion. For example, in
the Vinaya literature, which is often taken as the main reference in
ethical discussions in many Buddhist traditions, there are extensive
substantive discussions: what are the precepts, what is included in
them, what is excluded, etc. Very little attention is devoted,
however, to the nature of ethical concepts. Precepts are discussed
practically, but their status is not systematically theorized.
This situation creates problems for modern scholars who
want to describe Buddhist ethics. They cannot proceed to a
straightforward comparison between Buddhist and Western ethicists, but
must first construct the studied object. When studying other
philosophical topics such as Buddhist epistemology or metaphysics,
scholars can discuss and compare well formed theories. Ideas are
interpreted, but this work is a task of translation, which remains
within a domain open to relatively unproblematic validation. The
situation is quite different in the domain of philosophical ethics,
where Indic Buddhist texts offer little theoretical reflection.
Instead of delineating and translating the structures of an
articulated system, scholars must pull together the often scattered
elements of substantive ethics found within the tradition, and
construct the logic of the tradition's ethical system, without getting
much assistance from the tradition itself. This situation creates
obvious problems of validation and risks the imposition of an alien
scheme of thought. Nevertheless, running the risk seems preferable to
leaving the impression that the practice of meditation in Buddhist
traditions is ethically irrelevant.
The second source of my discomfort concerns the object of
my study. A study of the ethical nature of certain Buddhist
meditations is often in danger of blurring the line between the
descriptive and the normative. In examining the ethical nature of
meditation, I am not interested in extolling the value of meditation.
My point is not that meditation is good, but that ethical concepts are
relevant to the development of a theoretical understanding of
meditation.
I believe the modern academic study of Buddhism does not
address meditation adequately. Whereas we seem to find little problem
to describe the myths, rituals, and narratives of Buddhist tradition,
we seem to find it much more difficult to explain meditation in terms
that are accessible to the educated public. When speaking about
meditation, our usual conceptual overflow dries up and we are reduced
to using either emic terms or general concepts such as mysticism or
religious experience.
These terms are not necessarily false, but are certainly
limited.(1) They tend to reinforce the stereotypes of meditation as
alien, oriental, and as a part of "eastern religious practices." Even
if meditation is not seen as alien, it is still viewed as non-
rational or irrational, and as a practice separate from normal
activities. Meditation may exist in Catholicism or Islam, but it is
the exclusive domain of the few interested in mysticism, outside
fields such as philosophy, or psychology. Viewing meditation as a
mystical activity or a "religious experience" removes meditation from
the activities of daily life, isolating it into a possibly glorious
but unbreakable isolation. Anyone who knows how meditation is actually
practiced in Buddhist traditions, which is the focus of this essay,
will realize how unfortunate and inadequate this understanding is.
I am not claiming that this continuity between meditation
and daily life is a particularity of Buddhist practice. In fact, a
similar understanding is reflected in the works of Christian
contemplatives such as Theresa of Avila and others. Modern academic
discourse has difficulty, however, in capturing this continuity. This
difficulty is not just due to the attrition of originally useful
concepts such as mysticism, but reflects the deeper problem of the way
in which religion has been constructed in modernity.(2) Rather than
being a practice continuous with other human activities, religion has
become a separate domain of private beliefs and experiences
implemented in public rituals. As long as this picture dominates our
understanding, practices such as Buddhist meditation will be hard to
account for.
To overcome this limited understanding of religious
practices, and to explore a variety of new theoretical approaches that
emphasize a continuity with common experience rather than reify
distinctions into unbridgeable separations, we need to drop our
obsession with boundaries between disciplines. The study of meditation
is, in this respect, exemplary. Although there is no denying that
meditation is a religious activity, it is found also in secular
traditions. For instance, forms of meditation were widely practiced
among the Greeks, in particular during the Hellenistic period. In a
book that has not received the attention it deserves, the French
classicist Pierre Hadot has written brilliantly on how Stoic, Skeptic
and Epicurean philosophical texts were in fact manuals for
contemplation.(3) These practices, which he calls spiritual exercises,
were forms of meditation. Thus, far from being limited to the practice
of a few "mystics", meditation can be seen as a much more widespread
phenomenon.
The approach which I adopt here is philosophical. I
analyze the ethical nature of meditation as carried out in some
Tibetan Buddhist traditions. Meditation is often viewed as an activity
irrelevant to ethics. This supposedly non-ethical character of
meditation is celebrated by some as going beyond the limited
categories of good and evil. Though I am referring here mostly to a
popular misunderstanding of meditation, this view is not absent from
the scholarly literature, where the goal of Buddhist traditions is
sometime described as "beyond good and evil".(4) Within the framework
of these particular traditions, such a description makes limited
sense, but it does not represent a final theoretical statement on the
non-ethical nature of meditation and its goal. These statements, which
are mostly pragmatic and performative, should not be mistaken as
meta-ethical descriptions of the ethical nature or, rather, lack
thereof, of the practices of these traditions.
Others view this perceived amorality with great suspicion,
tying meditation to the modern culture of self-discovery, which, for
them, displays an exaggerated sense of self-involvement and a
narcissism deleterious to moral life. Whether they are right or not,
one thing needs to be emphasized: it is a serious mistake to assume
that the practice of meditation in modern culture reflects the
"nature" of meditation in general. Meditation cannot be understood as
being just a technique whose meaning remains independent of the
cultural context in which it is practiced. Meditation is a technique
of the self, in the sense that Foucault has delineated,(5) but this is
quite different from the crude instrumental understanding often
displayed in modern culture.
Thus, I intend to set this discussion on firm ground by
looking at the way in which meditation is practiced by Tibetan
Buddhists and how this reveals its ethical character. Although it
might be possible to make a few general statements about meditation, I
hold that meditation is a practice that takes place in particular
contexts from which it can hardly be divorced. Meditation is not a
disembodied phenomenon that is identical regardless of how, when,
where, and by whom it is practiced. To avoid the fallacy of
decontextualization, I will limit my impressionistic comments to the
practice of meditation as taught in the lam rim (Gradual Stages of the
Path) literature of Tibetan Buddhism.
This type of text was introduced in an early form to Tibet
in the eleventh century by the Indian teacher Atī"sa. His work, The
Lamp of the Path to Enlightenment and its Explanation,(6) became the
model for a genre of Tibetan Buddhist literature, which later became
known as lam rim, describing a large range of meditations preliminary
to the practice of Tantra. This literature is particularly significant
for our purpose. It represents a basic view of Buddhist practice which
is widely accepted in Tibet, both among lay population and virtuosi.
It is practiced by all the contemporary schools of Tibetan Buddhism.
Moreover, its views resonate with the understanding of other Buddhist
traditions, particularly Theravāda, which share a similar gradualist
approach. Although the lam rim literature is Mahāyānist, its framework
includes the practices found in Nikāya Buddhist traditions as well.(7)
Hence, several of our conclusions will be applicable to other Buddhist
traditions.
THREE OBSTACLES
Even when meditation is seen as relevant to the ethical
domain, the relation between meditation and ethics remains external.
In the Buddhist tradition, ethics, "sīla, is mostly understood in
terms of injunctions, such as the five precepts emphasized by the
Theravāda tradition, or the ten virtues emphasized by the Tibetan
tradition.(8) Many Buddhist writers have described how respecting
moral rules is basic to the practice of meditation.(9) More
preoccupied by practical than theoretical considerations, these
authors have emphasized the preliminary and instrumental or auxiliary
value of "sīla with respect to meditation.(10) Many modern scholars
have recognized the fundamental role of "sīla within the tradition.
Following the statements of Buddhist thinkers, these scholars have
tended, however, to see the role of "sīla as preliminary. They have
concluded that ethics play only a limited role within the Buddhist
tradition.
Why is meditation often depicted as irrelevant or external
to moral life? These assumptions come, I believe, from the dominance
of a certain picture of ethics in modern thought, a picture that has a
hold on our minds regardless of its limitations. Since Buddhist
meditation does not fit into this model, we automatically assume that
it is not directly relevant to moral life.
This picture of ethics has been described by Iris Murdoch
as the "visit to the shop" view of morality. It compares the realm of
moral life to a visit to a shop, where I enter "in a condition of
totally responsible freedom, I objectively estimate the features of
the goods, and I choose".(11) This picture is very widespread in our
culture, with an influence that goes well beyond the explicit
allegiance to a particular moral philosophy (such as Kantian
deontology or utilitarian consequentialism), and often determines the
assumptions made by modern scholars studying Buddhist ethics. To
understand the ethical nature of certain Buddhist practices, we must
undo the hold of this picture. We must become conscious of some of our
key assumptions about ethics. Here, I would like to identify three key
related presuppositions.
The first assumption is the idea that ethics primarily
concerns the domain of rules and injunctions, and is less concerned
with the development of a good character than with what is right. This
emphasis is common to most of the important modern moral theories. It
is central to a utilitarian view of morality, which emphasizes the
importance of choosing the right course of action for the sake of the
greater happiness of the greater number. Notions of injunctions and
righteousness are also central to deontology, the approach that
dominates modern ethical reflection. This view of moral life, which is
associated with the name of Kant, holds that the moral character of a
life must be appraised in terms of duty. For Kant, the goodness of
moral life does not consist of the development of human qualities or a
good heart, but consists of the ability to act according to the
universal moral law. To be moral is to decide to act upon certain
agreed rules of action, the maxims, which conform to the universal
law.
The second, related assumption about ethics is the
opposition between reason and emotion and the privileging of the
former. This dualism is strongly marked in the Kantian tradition. To
greatly simplify, we cannot help what we feel but only what we do.
Hence, I cannot be said to have a duty to have certain emotions or to
act from certain emotions. Ethics is to be understood in terms of
obligations. Since emotions cannot be made objects of obligations,
they are without moral relevance. Their presence or absence cannot
reflect on a person morally since they lie outside of the scope of
personal responsibility.
This opposition between rationality and emotion goes well
beyond the Kantian deontological tradition and is assumed by most
modern ethical thinkers. For them, character and emotions are
considered marginal to moral life, which centers around the notion of
rules. A person is moral not because she has a good character, and is
kind and patient, but because she manages to choose the right rule.
Ethics is then seen as being concerned with the exploration of the
rationality of punctual and limited decisions reached through
weighting advantages and disadvantages of alternatives, in isolation
from global life projects and memberships in traditions.
Finally, a third assumption is the opposition between
external agency and internal attitudes. Here again, the Kantian
tradition is representative of the widely shared view that ethics
concerns the domain of external activity, not the realm of internal
emotions, which are passive. Ethics is a matter of thinking clearly,
and then proceeding to outward dealings with other human beings.
Hence, the attitudes that we have and the feelings that we experience
are morally irrelevant. To be good does not mean to have good human
qualities, as in most traditional cultures, but to choose the right
course of action.
This picture of ethics as consisting of rational choices
regarding external actions is very widespread in our culture.
Contemporary philosophers such as Simone Weil, Charles Taylor, Iris
Murdoch, Alasdair MacIntyre, Bernard Williams, Martha Nussbaum, and
others, have commented on its weaknesses.(12) To briefly summarize and
greatly simplify, these critics have insisted on the limited and even
pernicious nature of this view of morality. They have argued that such
a model represents an impoverishment of our understanding of moral
life. Instead of being relevant to the way in which we lead our lives
at the most pedestrian level, ethics becomes restricted to the
discussion of limited and isolated situations. There is no denying
that moral choices concerning the death penalty or abortion are
morally important, but how often are we confronted with such choices,
either personally or even as citizens?
More relevantly for my project, I would like to argue that
as long as we are dominated by the picture of ethics described above,
we will not be able to understand the ethical nature of meditation.
For, if ethics primarily concerns the rationality of choices regarding
punctual issues and has little to do with internal emotions,
motivations, and moral perception, meditation can hardly be relevant
to ethical life. It is clear that meditation is not very helpful in
making such decisions. Thus, it must remain incidental to ethical
life. It may help to make a particularly difficult choice, but it
remains external to ethical life. The ethical moment is not
constitutively involved in the practice of meditation.
To explore an alternative view, we need other broader
ethical models, in which ethics is not reduced to a kind of informed
consumer's choice, but includes both internal and external domains of
our lives. Internal emotions must be seen as fully relevant to the
moral character of a person. It is true that we cannot be obliged to
have certain attitudes towards our fellow human beings. It does not
follow from this that these attitudes are irrelevant to ethical life,
but that ethical life cannot be reduced to the domain of obligations
and injunctions. In order to appreciate the ethical character of
meditation, we need ethical models that transcend the dualism of most
contemporary ethics, that overcome the divide between reason and
emotion, activity and passivity, and that include the whole range of
human endeavour, both internal and external, within the purview of
ethics.(13)
A MORE INCLUSIVE MODEL
As several contemporary thinkers have emphasized, a richer
picture of ethics can be found in the ancient Greeks' views,
particularly those of Aristotle and the eudaimonic tradition.
Following this tradition, our attention shifts away from the notions
of obligation and choice to that of goodness. Ethics is to be
understood as being about the good life, that is, the life oriented
towards a good end. This telos is eudaimonia, that is, human happiness
and well-being, in which the good is a whole made up of interlocking
parts, forms of activity, internal and external, in accordance with
the practice of certain virtues.
Philosophically informed Buddhist scholars have begun to
realize the importance of virtue ethics (the view of ethics as being
about the good life in accordance with the practice of virtues) and
teleological models for the understanding of ethics in Buddhist
traditions. A particularly valuable attempt has been Damien Keown's
study of Buddhist ethics from an Aristotelean perspective,(14) which
uses virtue ethics as a model to describe Buddhist ethics in relation
to other traditions. It is tempting, however, to go too far in this
assimilation of Buddhist ideas to those of Aristotle. I believe that
this is the danger that threatens Keown's otherwise excellent work.
There are certainly similarities between the two sides, but there are
also differences (a familiar picture). The problem with the
assimilation of Buddhist ethics to an Aristotelean model is that it
privileges the similarities, and relegate differences to the
inessential, leading to unwarranted assimilations.
An example in Keown's work is the assimilation of the
Buddhist concept of cetanā (usually translated as volition) to
Aristotle's notion of moral choice. In the Abhidharma, cetanā is the
direction that the mind takes when it is impelled to move toward its
object. Hence, it is certainly involved in moral choice, but does this
warrant their assimilation? For example, the Buddhist concept of
cetanā does not imply rational deliberation. Cetanā is present in
non-reflective spontaneous mental states. Choice takes place when we
pause to reflect on the spontaneous direction that the mind has
already taken. I believe that Keown's translation of cetanā as choice
and his explicit assimilation of the two concepts is inadequate to the
Buddhist understanding. It forces an Aristotelean understanding on a
concept which is quite different.
Keown does a very good job of unearthing some of the
important resemblances between Aristotelean psychology and Buddhist
ideas. He is right to emphasize that it is simplistic to describe
Buddhism as advocating a complete eradication of desire.(15) Buddhism
distinguishes between attachment, that is, excessive desire, and other
forms of affectivity (such as the desire to help others), which are
clearly recommended. The similarity with Aristotle's thought has been
hidden by the simplistic descriptions of Buddhism as denying validity
to any affective involvement. But, while acknowledging similarities,
large differences are also present, for much of what Aristotle holds
as healthy emotional involvement (desire for sense objects, attachment
to one's community, etc.) is, in the Buddhist view, problematic.
Aristotelean and Buddhist evaluations of the health of human desires
vary, for while Aristotle holds that human desires are basically sound
and just need education, Buddhists hold that most humans are dominated
by unhealthy desires.
Keown uses Aristotle's binary opposition between the
cognitive and the affective to explicate Buddhist ideas.(16) Buddhists
do recognize these aspects of mind, for instance, in the concept that
wisdom is cognitive whereas attachment and compassion are affective.
However, I would argue that applying a binary model to Buddhist
psychology is inappropriate, for it forces a number of mental factors
such as mindfulness, enthusiasm, and deliberation into one of the two
sides of the dichotomy. The Buddhist view emphasizes that these mental
factors are common to both affective and cognitive states. Any mental
state in which the degree of attention is sufficient is said to
contain these mental factors. I would like to argue that from a
Buddhist perspective, these factors are neither strictly affective nor
cognitive in and of themselves, but are best described as enabling
either side. Buddhist models of the psyche do not conform to the
opposition cognitive-affective, and forcing them into this mode
distorts the picture.
My point here is not to cast aspersion on Keown's work,
which is an important contribution to the study of Buddhist ethics. I
wish to emphasize that the use of a virtue ethics model does not
necessarily imply an adherence to Neo-Aristoteleanism. There have been
many teleological systems that were not Aristotelean. The Hellenistic
ethical systems, for example, offer examples of virtue ethics that are
teleological without being Aristotelean.
Whereas Aristotle emphasizes that the good (or, at least,
one of the aspect of the good) is found in common activities pursued
within political communities, Hellenistic thinkers such as Epicurus,
Pyrrho or Seneca emphasize a more ascetic and individualist ethics.
The good is found less in conversations within human communities than
in the development of internal virtues that free oneself from the
limitations and faults of society. Human happiness is found in a state
of equanimity (ataraxia) achieved by removing the disturbances brought
about by passions and anxieties. The achievement of such a state is
the goal of ethics, which is intensely therapeutic. Not only is ethics
practical, as Aristotle also emphasizes, but it is transformative.
(17) Epicurus says: Empty is the philosopher's argument by which no
human suffering is therapeutically treated. For just as there is no
use in a medical art that does not cast out the sickness of bodies, so
too there is no use in a philosophy, if it does not throw out
suffering from the soul.(18)
The central motive of Hellenistic philosophy is the
urgency of human suffering and the commitment of philosophy to help
this condition. Hellenistic ethics is based on the practice of certain
virtues, such as trust or suspension of belief, that constitute the
good life. Although Hellenistic ethics is, like Aristotelean ethics,
teleological, it does not share the metaphysical presuppositions of
Aristotelean ethics, nor is its descriptions of the telos identical.
Whereas Aristotle emphasizes at one level the common life of the
polis, optimistically assuming that most of our attitudes and beliefs
are essentially healthy, Hellenistic philosophers believe this view is
overly optimistic. Societies are not healthy. Humans are not rational
and their values are unsound. They need philosophical therapy to
become healthy.
The goal of the Buddhist tradition, freedom from negative
emotions, resemble that of many Hellenistic philosophers, freedom from
disturbance. Moreover, like Hellenistic philosophies, Buddhist views
emphasize the importance of certain virtues, detachment and
compassion, which are both therapeutic and constitutive of the good.
Buddhism is practical in the highest degree, holding that the value of
philosophy is not theoretical but lies in its ability to transform
humans. Virtues are not meant to just remedy some deficiency or resist
some temptation, but to achieve a transformation of the person. Hence,
both these traditions offer examples of teleological views that
clearly differ from Aristoteleanism, despite being virtue ethics.
Thus, my reference to virtue ethics does not imply a
commitment to some form of Neo-Aristoteleanism, but is more minimal.
In my view, virtue ethics implies that actions are oriented towards
certain ends that humans consider to be good. Ethics discusses the
nature of these ends, separating the positive from the negative goals
in relation to the values and ideals provided by a culture or a
tradition, more specifically by what is usually described as its
ethos. The ethos of a people is "the tone, character and quality of
their life, its moral and aesthetic style and mood; it is the
underlying attitude towards themselves and their world that life
reflects."(19) Virtue ethics reflects on the nature of these goals,
and delineates the virtues that lead to and constitute these ends.(20)
A virtue ethics is not necessarily committed to more than this.(21)
The ethical views of the lam rim tradition satisfy these
minimal criteria. The lam rim tradition does not provide a complete
view of the "good",(22) but presents a broad model of Buddhist goals
and practices. Its literature describes Buddhist practice as aiming at
three types of "good". On a lower level is the attainment of a good
rebirth through the practice of moral precepts. This goal is
traditionally taken by laity in Buddhist societies, and is considered
by the lam rim to be limited. It is not seen as worthless or separated
from other Buddhist practices,(23) but as provisional, a way to move
the mind away from attachment to worldly concerns. On the middling
level is Arhathood, the state of a person liberated from the causes of
suffering, the negative emotions (nyon mongs, kle"sa), through the
practice of the threefold training (bslab ba gsum, tri"sikṣā)
of morality, concentration, and insight. The lam rim literature
considers this goal, which is taken by Nikāya traditions as central,
to be valuable, but still limited. On the highest level is Buddhahood,
the state of a person having reached the perfection of knowledge and
compassionate activities. This is the goal emphasized by the lam rim
tradition, and which corresponds to its Mahāyānist perspective.
It is clear from this description that the lam rim
tradition offers a teleological model. It posits certain goals to
Buddhist practice which are reached by the development of certain
excellencies that are constitutive of them. Although the goals posited
are different, they all share in certain fundamental virtues that
constitute the good life, summarized as being a life of compassionate
detachment or detached compassion, according to whether one pursues
the first two levels or the third. Moreover, this tradition is
eudaimonist, for it describes human beings as first and foremost
concerned with happiness (understood not as pleasure but as well-being
and flourishing). It further holds that ordinary life is unable to
provide such a happiness, which can only be reached through practices
such as meditation. Only then will we able to partake in the more
developed forms of what Buddhist traditions consider the good life.
In this broader picture of ethics, the whole of Buddhist
practice becomes ethically relevant. Meditation in particular becomes
central to ethical life, understood as the development of the virtues
or excellencies constitutive of human flourishing that is the goal of
the Buddhist tradition. It is in the practice of meditation that the
central virtues of the tradition, detachment and compassion, are
developed. Hence, far from being irrelevant to Buddhist ethics,
meditation turns out to be central.
This is obviously not to say that the practice of Buddhist
ethics requires that of meditation. Meditation is usually reserved in
traditional Buddhism to religious virtuosi such as monks and nuns.
Although the separation between these highly trained specialists and
laity is more blurred in modernity,(24) the average person in Buddhist
societies still never practices meditation. However, values central to
the life of many Buddhists, such as compassion and certain forms of
detachment manifested in giving, are related to the practice of
meditation. According to the understanding of many Buddhists, these
virtues can be fully developed only through the practice of
meditation. Hence, meditation is central to a full understanding of
Buddhist ethics, even for the majority, who will never engage
personally in any meditation. Moreover, the importance of this
practice is understandable if we adopt the more inclusive perspective
provided by the standpoint of virtue ethics and distinguish the domain
of prohibitions and injunctions from ethics as understood in this
broader sense.
This model of ethics is strengthened by making a
distinction between ethics and morality, which goes back to Hegel and
which has been developed by contemporary thinkers such as Williams,
Ricoeur, etc. Put briefly, the distinction between ethics and morality
marks two domains of ethical life. "Morality" refers to the limited
domain of rules and injunctions. "Ethics" entails an appreciation of
activities from the point of view of whether or not they are good, and
refers to a more global dimension of life lived in accordance with the
practice of virtues.
Such a distinction is useful from several perspectives. It
avoids reducing ethical life to punctual rational choices of
appropriate rules, but it also allows for an appreciation of the
integrity of both domains. Ethical life is not reduced to morality,
but morality is not eliminated either. To state that there is more to
ethics that prohibitions and injunctions could lead to the other
extreme of dismissing rules and obligations altogether.(25) This, I
believe, is going too far. P. Ricoeur is quite right to emphasize the
importance of prohibitions and duties, the domain of morality. Ethics
avoid falling into a romantic effusion of good sentiments only if it
submits itself to the test of norms. Accepting norms limits the
dangers created by our almost unlimited capacity for self-deception,
by testing our ethical project against the norms provided by
prohibitions and injunctions. Norms are necessary to insure the
ethical nature of a global vision. Norms cannot, however, necessarily
be expected to cohere, and, in fact, lead to unavoidable conflicts as
evidenced by complicated contemporary bio-ethical issues. Thus,
ethical life is not limited to the choice of the right norms. We need
to return to the overall ethical vision of our lives in order to
resolve the conflicts over competing norms. Norms are not
self-sufficient, but must be understood in the larger context of an
ethical vision concerning one's whole life.(26)
I find this model particularly appropriate for the
discussion of Buddhist ethics. The distinction between ethics and
morality is philosophically important. It broadens ethics to include
the realm of internal attitudes and emotions, without sacrificing the
necessary rigor. It also fits the study of ethics in the lam rim
tradition, where we find similar suggestions.
THE DOUBLE MEANING OF "SĪLA
As argued above, "sīla mostly concerns precepts and rules
within the Buddhist tradition. However, in the lam rim literature it
is also suggested that the meaning of "sīla should not be limited to
the domain of injunctions. While discussing the meaning of "sīla as
one of the six perfections (phar phyin, pāramitā) in the bodhisattva
practice, Atī"sa distinguishes three meanings in the Mahāyāna
understanding of "sīla: "sīla as a prohibition of faults (sdom pa'i
tshul khrims), "sīla as a collection of virtuous factors (dge ba chos
bsdus pa'i tshul khrims), and "sīla as working for the sake of
sentient beings (sems can don byed pa'i tshul khrims).(27)
Roughly speaking,(28) the first level of "sīla concerns
the domain of injunctions, the keeping of the precepts and rules to
ward off faults. It resembles Ricoeur's morality, although it is not
yet clear to me whether this "sīla can be understood deontologically
or not. Atī"sa explains faults as being of two types:(29) natural
faults (rang bzhin gyi kha na ma mtho ba) and conventional faults (bcas
pa'i kha na ma mtho ba). This is a distinction, well discussed in the
Vinaya literature, which Atī"sa uses to flesh out what "sīla means qua
morality. Natural faults are actions such as killing. These actions
are negative in that they directly harm others. Everybody engaging in
them would incur a fault, and would engender a negative karma,
regardless of who they are. The second type of fault incurred by
breaking a conventional rule. For example, it is not non-virtuous to
eat after noon. For monks, however, such an action constitutes a fault
because of the conventional rules they have accepted.(30) Among these
two types of fault, the former is far more important. Hence, morality
is defined in the lam rim tradition as the development of the
resolution to abstain (spong sems) from harming others.(31)
The second meaning of "sīla concerns the more inclusive
ethical moment.(32) It is the whole range of virtuous practices in
which a person engages after making a commitment to reach Buddhahood
for the sake of other sentient beings. Practices such as patience,
giving, contemplation, and meditation are then forms of "sīla. For
Atī"sa, this form of "sīla is identified with the practice of the
bodhisattva and does not concern other forms of practice. Implicitly,
however, his description broadens the meaning of "sīla and takes us
beyond the domain of injunctions. "sīla is not just keeping to
precepts, but any virtuous activity. This implicitly suggested view of
"sīla corresponds to Ricoeur's ethics, the good life in accordance
with the practice of virtues.
Similarly, the third level also goes beyond the domain of
injunctions. Working for the sake of sentient beings is described by
Atī"sa as virtuous activity oriented to the service of others: nursing
the sick, leading the blind, helping the downtrodden, feeding those
who are hungry, providing lodging and clothing for the needy, etc.(33)
This third level of ethical practice is interesting in more than one
respect. First, it dispels the misrepresentation of Buddhism as
promoting self-involvement. Secondly and more importantly, this level
of ethical practice shows the importance of relations with others in
Buddhist tradition. The third level of ethical practice is more
specifically Mahāyānist than the second. Though intended for
bodhisattvas, the ethics of collecting virtues can be extended to
other Buddhist practices. This is not the case with the ethics of
helping others, for this ethics is resolutely oriented towards others.
Although similar practices are recommended in Nikāya traditions,
helping others is seen by these traditions as subordinate to the
attainment of liberation for oneself. The Mahāyānist tradition differs
in that it holds that helping others is a goal in and of itself. The
difference between these two traditions, which are represented
unequally in the lam rim as level two and three, is clear in the
presentations of the meditations on loving-kindness and compassion.
Whereas Nikāya tradition takes this type of meditation as a means to
self-development, the Mahāyāna tradition emphasizes that compassion is
aimed at helping others.(34) The goal is not just to develop a healthy
concern for others, but to actually help them.
The difference between these two views of Buddhist
practice does not entail a commitment to different ethical models. In
the Mahāyānist tradition helping others does not imply a self-denial
or ignore self-cultivation. Helping others is not a sacrifice of one's
self, but a fulfillment of one's capacity for generosity. All beings
seek happiness, and generosity does not contradict this search.
Generosity is in fact its supreme fulfillment. Thus, the ethics of
helping others can be integrated within a teleological model.(35)
Helping others is a form of developing oneself, though concern for
oneself is not an adequate motivation for helping others.
MEDITATION AND VIRTUE
Delineating some of the obstacles towards the
understanding of meditation and providing a model that highlights the
ethical character of meditation is a helpful first step. To develop a
richer picture of the ethical role of meditation, we will have to
analyze more closely the nature of meditation, and its relation to the
development of virtues.
In the Theravāda tradition, meditation is described as
bhāvanā, that is, cultivation or development. In Tibetan Buddhism,
meditation is called sgom, a word derived from the verb goms, to
become accustomed. Meditation is a practice that aims at a process of
self-transformation, in a cultivation of the desirable traits of one's
character. Certain nefarious habits due to the domination of negative
emotions, such as attachment, are transformed and gradually
eliminated. Hence, meditation can be described as a process of
becoming accustomed to and developing virtues such as concentration,
mindfulness, detachment, compassion, etc., as well as an attempt to
uproot internal negative obstacles to the good life.
At this juncture, two questions arise: what is the nature
of virtue developed by meditation, and what are the particular virtues
that meditation develops? There is no exact equivalent to the word
"virtue" in the lam rim literature. The closest term is probably dge
ba'i chos (ku"sala dharma), that is, virtuous quality. Atī"sa gives
the following explanation of the virtuous nature of practices: My
teacher said that such a threefold ethical training is virtuous
because when it is properly taken and protected it [fulfills] the
goals of oneself and others and leads to happiness and well-being.(36)
The three levels of ethical practice delineated above are
virtuous inasmuch as they lead the self and others to happiness and
well- being. This explanation, which emphasizes the relation between
virtue and eudaimonia, is vague enough. It becomes clearer if we
remember that, for Atī"sa and other Indian and Tibetan Buddhist
thinkers, virtue and happiness have to be understood in relation to
the doctrine of karma and its result. Actions and attitudes are
defined as virtuous in relation to their positive karmic results. The
Indian teacher Vasubandhu makes explicit this link between karma,
i.e., action, and happiness when he says: A good (ku"sala) act is
salvific because it brings about pleasant retribution and in
consequence protects from suffering for a certain time (this impure
good act); or because it leads to the attainment of Nirvāṇa,
and, in consequence, protects definitively from suffering (this is the
pure good act).(37)
Actions, including mental attitudes, are virtuous because
they correspond to the type of action that produces a good result.
This result can be of several types. It can be a good rebirth, in the
case of actions performed with what an inferior motivation as
described by the lam rim literature. It can also be Arhathood or
Buddhahood, in the case of middling or superior scopes. In all cases,
the good result is brought about by the virtuous action.
This definition of virtue raises a number of problems.
For, how are we supposed to evaluate the result of a given action? In
many cases, recognized Buddhist virtues fail to bring immediate
positive results, and the result described concerns the long term. But
in this case, how do we know which result is produced by which action?
The short answer to this complicated epistemological problem is that
we do not know. To decide which action produces positive effects, we
must rely on the testimony of an enlightened person as found in a
scripture. Thus, in final analysis, it is the scriptural tradition
that decides what counts as virtuous. This difficulty in defining
virtue is typical of a virtue ethics system. Aristotle's definition of
virtues as the states that are the means, that is, between extremes,
is considered one of the most problematic parts of his Ethics.
To define virtue in term of karmic results raises
complicated and difficult questions. I characterized the overall
ethical framework in the lam rim tradition as teleological, but this
definition seems to entail a consequentialist view, not to say a
utilitarian one, since practices are determined as ethical in relation
to their results. My greatly simplified epistemological discussion
shows that the description of virtue in terms of results is deceptive,
since we must rely on a scriptural tradition to decide what the karmic
consequences of a given action are. The scripture will help us not by
explaining the particular results of a particular action, but by
delineating the type of action which in general brings positive
results. The question then becomes: how is the relation between
certain types of action and their results in the lam rim tradition?
To respond, we must go back to our separation between
morality and ethics. Our discussion of Buddhist virtue ethics does not
concern the limited realm of injunctions. It concerns the overall
ethical framework of the tradition as well as a limited range of
important virtues involved in the practice of meditation, which are
central to the tradition. The way in which injunctions are understood
in Buddhist traditions is a topic which will require further inquiry.
The virtues involved in the practice of meditation (in terms of the
lam rim, principally the virtues of the middling and higher scopes)
are understood by the tradition not consequentially, but
teleologically.
The difference between the two is not always obvious. Like
consequentialism, teleology understands ethical actions from the point
of view of their consequences. An action is ethical in relation to a
goal, a telos, which is defined in terms of happiness and human
flourishing. The goodness of such an action depends on its relation to
that end and, hence, is defined in relation to its consequences. The
crucial difference between consequentialism and teleology concerns the
relation between one's actions and the end that they pursue.
Consequentialism sees the relation as instrumental: an action is good
because it brings about the right result. Teleology sees the relation
as constitutive: an attitude is good because it constitutes the
desired end. This is where teleology is closer to deontology than to
consequentialism. Virtuous actions are chosen for their own sake, not
for their instrumental values. This is clearly the case of the virtues
involved in the practice of meditation. Buddhist meditation is not, at
least normatively, a technique that can be mechanically applied, and
will lead automatically to greater happiness. The practice that
constitutes virtue inasmuch as it is practiced according to the norms
of the tradition. Thus, our definition of virtue is compatible with
our assertion that meditation is best understood as a practice central
to and constitutive of the good life.
The second question concerns the list of virtues that are
relevant to the practice of meditation. In the Theravāda tradition,
the Abhidharma provides lists of virtuous qualities, such as the five
faculties (indriya, dbang po), which are: faith, energy, mindfulness,
concentration, and wisdom. They are mental faculties to be developed
by the practitioner, which lead to the development of liberating
insight. The lam rim literature also refers to this type of list. Its
central classification of virtue is different, however, for it
emphasizes the central importance of the six perfections. The list is
divided into two types of virtues. The first group constitutes virtues
such as giving, ethics, and patience, which are described by the
tradition as belonging to the method (thabs, upāya) aspect of the
path, directed by compassion toward the welfare of others and leading
to the development of the embodied aspect of Buddhahood. These
virtues, which are part of the collection of merits (puṇya,
bsod nams), are other-regarding. They concern our relations with other
beings. The second group is constituted by the self-oriented virtues,
such as wisdom. These virtues, which take part in the collection of
gnosis (jñāna, ye shes), concern our way of apprehending reality and
lead to the development of the cognitive aspect of Buddhahood.
These two types of virtue resemble the usual distinction
between emotional and cognitive virtues. The first three virtues are
driven by compassion and imply a positive altruistic attitude toward
other beings. Wisdom, on the other hand, is more cognitive. It brings
about insight into the selfless nature of things, thus removing
obstacles such as selfishness and attachment. Wisdom is not only
insight into the selfless nature of reality, it is also the practical
intelligence that is required by the practice of other virtues. It
would be a mistake, however, to think of these two aspects as being
separate. As emphasized in this essay, emotions and cognitions are not
separate. Emotions are cognitive and, vice versa, cognitions are
emotional. For example, compassion in the lam rim tradition is not
just a feeling of sympathy for others, but an attitude that needs to
be cognitively enriched. Although compassion exists in all of us, it
is usually shallow and narrow. We are sometimes compassionate towards
a small number of beings. To become the basis for a practice of larger
scope, compassion must be deepened and extended so that it can include
all sentient beings. This enlargement is emotional (the ability to
generate positive feelings towards the people one usually dislikes),
as well as cognitive (the ability to perceive the suffering that is
often hidden by apparent happiness). Similarly, giving is not just a
sentimental thrust of generosity, but is to be cultivated into an
intelligent attitude of sharing with others. It is to be practiced in
combination with other virtues: with respect to morality, patience,
energy, concentration, and discrimination. The good life can be
reached, according to this tradition, only if the emotional and
cognitive aspects of our personality are brought together.
THE PLACE OF MEDITATION IN ETHICS
But what is the role of meditation in the development of
these virtues? The lam rim tradition distinguishes two types of
meditation: meditation of stabilization ('jog sgom) and meditation of
investigation (dpyad sgom). This distinction is broader than the
distinction made by most Buddhist traditions (Tibetan included), that
between tranquility ("samatha, gzhi gnas) and insight (vipa"syanā,
lhag mthong).(38) Meditation of stabilization involves a fixation of
the attention on a single object, often one's breath or a visualized
object. When the mind has reached a minimal level of calm and focus,
the meditator has the choice between continuing to keep her attention
on a single object, or opening the focus of her attention onto more
than one object. The first type is a practice of concentration that
leads to the development of tranquility. The second category,
investigative meditation, is extremely broad, for it includes all the
meditative exercises that are not single-pointed. As soon as the
practitioner considers more than one single aspect of any given
object, as soon as, for example, she starts to let her mind notice the
difference in length of the breaths, her meditation has become
investigative. In the case of a meditation on the breath, such
meditation would be also a form of practice leading to insight. Not
all investigative meditations are forms of insight, however. For
example, a visualization in which more than one aspect is considered
is a meditation of investigation, but not a practice of insight.
Similarly, the meditation on loving kindness, the recollection of the
Buddha's virtues, or the meditation on death are investigative, but
not insight practices.
Among the two types of meditation, the lam rim tradition
emphasizes the latter type. Investigative meditation, such as
meditation on compassion or selflessness, is more important, because
it is directly relevant to the practice of the path. In ethical terms,
such a practice contributes directly to the development of virtues.
When well practiced, it is in and of itself a virtue. In the lam rim
tradition, meditation on compassion is not just developed for one's
own spiritual comfort, but is thought to lead to caring for and
helping others (as illustrated by the third level of ethics described
above). The increased ability to help others is the measure of the
success of one's practice. Compassion is an excellence that prefigures
and constitutes the final goal of the path, Buddhahood.
But what about wisdom? A convincing answer to this
question would require a lengthy discussion of the doctrine of
selflessness and its relation to ethics. The following sketchy remarks
will have to suffice within this limited essay. For the Buddhist
tradition,(39) wisdom is a lived insight into the selfless nature of
reality. This insight brings about a transformation of one's
self-understanding that constitutes a virtue. When the meditator
realizes selflessness, she loses her self-centered attitude and
attachment to herself. This in turn leads to the abandonment of
negative emotions such as attachment, hatred, and pride, which are all
based on ignorance, that is, a self-grasping attitude. In the
perspective of the middling scope, which corresponds to the views of
Nikāya tradition such as Theravāda, such a wisdom is the central
virtue. Its development constitutes the goal, the ideal of Arhat, the
person who is detached, and thereby equanimous and compassionate.(40)
Other virtues are meant to facilitate the development of such a
wisdom. In the perspective of the larger scope, which is privileged by
the lam rim tradition and reflects the Mahāyānist perspective, insight
must be combined with the other-regarding virtues, such as giving to
lead to the goal of Buddhahood. In both perspectives, however, wisdom
is a virtue in and of itself. It constitutes a good, a detached self-
understanding which, according to the tradition, leads towards greater
care for others. It is eudaimonia.
The other type of meditation, stabilization or
concentration, is not considered by the tradition as a virtue in and
of itself, though it is an indispensable preparation for the practice
of more ethically relevant types of meditation. Concentration and
energy, the fifth and fourth virtues, play a role which could be
described as enabling. They are virtues inasmuch as they enable the
practice of other virtues, particularly wisdom, which grows out of the
practice of special insight. To reach insight, the practitioner must
first develop a high level of concentration. Only when the mind is
powerfully focused, can she develop the sharp vision of reality that
is required to develop wisdom.
The relation between concentration and the other emotional
virtues brings us to attention and its importance for the development
of virtues. Attention is in fact what all the different forms of
meditation developed by the lam rim tradition have in common. They are
all activities that require and lead to the development of attention.
In the practice of stabilization, attention is focused on a single
point. In the practice of investigation, attention is more open,
considering the different aspects of a phenomenon. In all cases, the
practice of meditation consists of a development of attention. It is
here that the relevance of meditation as an ethical practice appears
more clearly.
Attention is an essential factor in ethics. Its importance
can be understood at several levels. At the simplest level, a person
needs to be attentive in order to be ethical. A distracted person
fails to see that a situation requires a particular course of action.
The contribution of attention to the practice of ethics, however, goes
much further than this simple requirement that one not be
absent-minded. As Simone Weil claims, the role of attention in ethics
is central. She says: The poet produces the beautiful by fixing his
attention on something real. It is the same with the act of love. To
know that this man who is hungry and thirsty really exists as much as
I do--that is enough, the rest follows of itself.(41)
For Weil, the role of attention is not limited to the mere
fact of paying attention. It is the central element of the good life
which allows a person to develop the virtues that constitute the good.
To understand this, we must go back to the beginning of our discussion
where we emphasized the limitations of modern ethical models. There we
critiqued the dominance of intellectualism over Western ethics and the
dualism between emotion and cognition.
Both these views seem to me quite inadequate to account
for ethical life, for they overly privilege activity over passivity
and the intellect over emotions. The point here is not to do the
opposite and present an emotivist view of ethics. Buddhist traditions
are quite remarkable in that they emphasize the cognitive side of
ethical life. One of the main obstacles to the development of an
ethical behaviour is cognitive (ignorance), and so is the means
(wisdom) to address these obstacles. This cognitive factor, however,
profoundly differs from modern cognitivism. For the Buddhist
tradition, the cognitive nature of ethics is not divorced from the
emotional side. When Buddhists speak of the importance of cognition in
ethical life, they are not speaking about a disincarnated
computer-like rationality. Rather, they are referring to the
development of insight through the practice of meditation. Such
insight is an embodied cognitive faculty, bound with emotional
factors. Thus, the point here is not to emphasize emotion at the
expense of cognition, passivity over activity, but to overcome this
duality to restore a balance to ethical life.
ATTENTION AND THE GOOD LIFE
It is here that the role of attention becomes central to
the good life. For, in most cases, our difficulty in behaving
ethically does not come from cognitive difficulties, at least
understood in the ordinary sense of the word. The cases in which we
are genuinely puzzled do exist, but they are relatively rare. In most
cases, our problem does not come from a lack of information, but from
an emotional inability to see the ethically relevant features of a
situation.(42) For example, I see a homeless person. I know that this
person is in trouble. I also know that I could help this person, but
that would involve some trouble. I decide to remain uninvolved. This
decision is not due to a cognitive deficit, but an emotional inability
to overcome my fear, as well as an inability to feel strongly enough
for the person. This fear and indifference lock me into a certain
vision in which I focus on the aspects of the situation that threaten
me. This prevents me from considering other perspectives, particularly
the ethically salient aspects of the situation, the fact that a fellow
human being requires help that I can provide. In particular, this
precludes me from engaging in what Strawson describes as "the range of
reactive feelings and attitudes that belong to involvement or
participation with others in interpersonal human relationships".(43)
It is here that the type of attention developed by
meditation becomes particularly relevant. Most forms of Buddhist
meditation rest on the development of a form of attention usually
described as mindfulness (dran pa, smṛti).
It is the type of attention that we use when we focus on whatever
appears to our mental or physical senses. When we are mindful, we are
alive to the situation that unfolds in us and outside of us. In our
example, a mindful person notices the homeless person as well as a
reluctance to help him. The lam rim tradition insists on the
centrality of this quality, which is not reflective, but allows us to
be aware of our attitudes and emotions. Attention is not
introspection. Being mindful does not imply an active search of one's
feeling, but, rather, a receptiveness to them. We are ready to notice
events, both outside and inside us, but we are not searching for
anything in particular.(44)
Mindfulness is central to the development of a good life
within the Buddhist tradition. It is the basic attitude that allows
the practitioner to develop other forms of meditation, which as we
have seen lead to the development of emotional and cognitive virtues.
Mindfulness is also particularly significant in that it links
categories usually considered apart. For example, mindfulness binds
body and mind together. Although mental, it is embodied, intertwined
with the physical sensations. It is mindfulness that makes one realize
the embodied nature of one's being and brings the meditator a sense of
being grounded. More relevantly, mindfulness bridges the gap between
domains that are often kept apart in modern ethics, such as activity
and passivity. As both a state of heightened receptivity as well as a
starting point for further action, mindfulness is both active and
passive. Mindfulness also brings together emotion and cognition,
acting as the basis of both, and thereby enabling and keeping together
these aspects of the human psyche.
Mindfulness is also directly relevant to the development
of basic moral sensitivity. If we go back to our example, we can see
that the development of mindfulness would have helped me to deal with
the situation more appropriately. It would have given me the awareness
of the emotional obstacles, here fear and indifference, that prevented
me from helping a fellow human being. It would have allowed me to
notice the limitations of my perception, and shift to another more
compassionate perspective.(45) Being mindless, however, I was carried
away by my emotions. I was led to act unethically, not because I did
not know what needed to be done, but because I was unable to resist my
impulses. I walked away from the homeless person displeased with my
inability to help and yet unable to do anything else.
Buddhist meditation is meant to address this type of
problem. At a higher level, it is meant to modify these powerful
emotions by eradicating self-grasping, their root. More immediately,
though, the practice of meditation is meant to develop mindfulness.
This basic virtue, which enables us to develop wisdom, is ethically
relevant, for it helps us to gain some awarenesss and freedom from our
emotions. This increases our ability to deal more effectively with
negative emotions and develop positive ones. When it is well
developed, mindfulness brings our emotions into focus very quickly, we
become almost immediately aware of our responses. This is quite
important, for emotions such as fear develop gradually in our minds.
Because we usually lack attention, we do not notice this process until
these emotions dominate our minds. At this stage, it is often too late
to do very much, for we are trapped by these emotions. The more we try
to overcome them, the more we become entangled in them. Attention
helps us, because it brings these emotions into focus right from the
start. At this point, they are still weak patterns that are starting
to set the tone without yet being dominant. Being attentive, we notice
them and this may enable us to bring about other emotional responses.
For example, instead of feeling fear and indifference, I become
sympathetic to the plight of the homeless person. This in turn, allows
me to open myself to this person.
A FEW MISUNDERSTANDINGS
Although attention is essential to the development of a
good life in the Buddhist tradition, it would be a great mistake to
consider it as some kind of panacea. The development of attention does
not ensure that our attitudes and actions will be ethical. Attention
brings about a certain connectedness to the object. We relate to the
object and often seem to become absorbed in it, especially in
concentration. But this connection is not inherently good. We can
become engaged in an object that we are about to destroy. The ethical
character of attention cannot be appraised in isolation from the
overall framework of the practice in which we are involved.(46) In my
example, attention becomes good only because it allows me to develop a
more ethically informed attitude. Such an attitude is not just the
result of attention, but depends on the moral education provided by
traditions. It is because I have been made aware that helping is good
that I can develop the appropriate virtues.
Another misperception is to see attention as providing an
immediate and certain access to our mental states. This is again a
mistake. The point in developing attention is not that by being
mindful we unfailingly understand our emotions. The understanding of
mental life gained through attention is not a direct knowledge by
acquaintance. Knowledge of the workings of our minds does not proceed
in insolation from our understanding of external reality. For example,
we do not become aware of anger just by mere acquaintance with our
mental states. The awareness that we are angry at somebody depends on
a number of concepts and information that we have about that person.
Thus, when I become aware of my anger, I am not directly noticing some
kind of autonomous mental factor going on in my mind, like a fish
swimming in a pond. Rather, I become aware of an emotional aspect of
the global situation. This in turn allows to pay some attention to
this aspect, rather than being driven blindly by it.
Thus, it is clear that the ethical quality of attention or
mindfulness is not intrinsic, but depends on its integration into a
larger ethical framework. There is nothing, I would claim, in
attention that guarantees the ethical nature of my attitudes or
actions. Attention becomes an enabling virtue only in relation to
other virtues. Simone Weil's insistence on attention clearly refers to
a particular quality of attention. It is not any attention that "is
enough", but a loving and just attitude. In the Christian framework,
such an attention is in and of itself a sufficient condition for the
good life. Similarly, in a Buddhist tradition, not any form of
attention is virtuous. Only the forms of attention that enable us to
develop emotional virtues, such as compassion, and cognitive virtues,
such as wisdom are virtuous. Attention is sufficient in the Buddhist
tradition only when it becomes detached and compassionate. Then, it
does embody the central virtues that make for the good life. It is
only within the larger framework of a tradition that meditation is an
ethical practice.
NOTES
(1) These remarks address the common understanding of
mysticism and leave out the more sophisticated views. See, for
example, M. de Certeau, La Fable Mystique (Paris: Gallimard, 1982).
(2) See, for example, Talal Asad, Genealogies of Religion
(Baltimore: Johns Hopkins University Press, 1993).
(3) P. Hadot, Exercises Spirituels et Philosophie Antique
(Paris: Etudes Augustiniennes, 1987).
(4) See, for example, I.B. Horner, The Basic Position of
Sīla (Colombo: Baudha Sahitya Sabha, 1950), 11. Quoted in D. Keown,
The Nature of Buddhist Ethics (New York: St. Martins, 1992), 15.
(5) M. Foucault, "Technologies of the Self", in L. Martin,
H. Gutman and P. Hutton, eds., Technologies of the Self (Amherst:
University of Massachusetts Press, 1988), 16-49. We will come back to
this point.
(6) byang chub lam gyi sgron me dan de'i bka' 'grel (Dharamsala:
The Tibetan Publishing House, 1969).
(7) The term "Nikāya Buddhism" is meant to designate the
traditions such as Theravāda which are depicted by Mahāyāna traditions
as Hīnayāna, while avoiding the loaded connotation of this term.
(8) The five precepts are an undertaking to abstain from:
killing, stealing, sexual misconduct, lying, taking intoxicants. The
ten virtues are: the former first four, plus abstention from
slanderous, harsh or frivolous speech, abstention from covetousness,
malevolence and false views. Keown, The Nature of Buddhist Ethics,
29-32.
(9) The importance of this type of morality for the
overall tradition is well illustrated by the anecdotal fact that Radio
Sri Lanka starts every day with the taking of the five lay precepts.
(10) H. Saddhatissa's statement that " the precepts were
never ends in themselves, confined to the mundane level, but were the
essential preliminaries, as also the permanent accompaniments, to the
attaining to the Highest State" is fairly typical of the limited view
of ethics in Buddhism. Buddhist Ethics: Essence of Buddhism (London:
Allen & Unwin, 1970), 113.
(11) I. Murdoch, The Sovereignty of the Good (London: Ark,
1970), 8.
(12) See more particularly A. MacIntyre, After Virtue
(Notre Dame, Indiana: University of Notre Dame, 1981), M. Nussbaum,
The Fragility of Goodness (Cambridge: Cambridge University Press,
1986), and B. Williams who rejects morality, calling it "this peculiar
institution", Ethics and the Limits of Philosophy (Cambridge: Harvard
University Press, 1985).
(13) This is well argued by L. Blum, "Compassion", in A.
Rorty, Explaining Emotions (Berkeley: University of California Press,
1980).
(14) Keown, The Nature of Buddhist Ethics.
(15) Keown, The Nature of Buddhist Ethics, 222.
(16) Keown, The Nature of Buddhist Ethics, 210.
(17) M. Nussbaum, The Therapy of Desire (Princeton:
Princeton University Press, 1994).
(18) Quoted in Nussbaum, The Therapy of Desire, 102. The
author elaborates a complex model of therapeutic ethics. She notices
the similarity with certain Asian traditions (312), but does not
discuss this comparison. In general, Western philosophers have
resisted the comparison between Hellenistic philosophies and so called
"Eastern philosophies", afraid of the assumed irrationality and
mystical character of such traditions. I believe that it is time to
drop such assumptions (I am not sure what are the essential
characteristics common to Theravāda Buddhism and Confucianism that
justify their being "Eastern philosophies"!). They are far from
innocent, stemming from a desire to keep these traditions in marginal
isolation. Moreover, what scholarly sense does it make to compare the
thought of a single Western author with the many traditions of an
entire continent?
(19) C. Geertz, The Interpretation of Culture (New York:
Basic, 1973), 127.
(20) A further determination, which we may want to add to
the concept of virtue ethics is that such a view holds that the good
for humans is eudaimonia, happiness in the large sense of the word.
This eudaimonist requirement does not seem, however, strictly
necessary to virtue ethics. For example, Mencius' ethics is not
directly eudaimonic and yet still presumably qualifies as virtue
ethics. The notion of eudaimonia is important, however, in the
Buddhist context, for this tradition emphasizes the centrality of
happiness, understood in the large sense of the word. It also
emphasizes the similarities between Greek and Buddhist ethics, a point
generally lost to those who remain happy with empty labels such as
"Eastern philosophy".
(21) I leave aside another important point usually
associated with teleological models, that is, the question of whether
or not such a model needs to imply a normative idea of human nature.
Virtue ethics is committed to the idea that the goals that humans
pursue are not infinite, but constrained by human nature. Human nature
does not need, however, to be understood essentially, but as implying
certain constraints on the range of activities that are good. Thus, a
virtue ethics can be committed to a minimal view of human nature. In
particular, it does not need to hold that certain naturally found
conditions (toddlers, animals, etc.) exemplify human nature. There is
nothing further from a Buddhist view than a fascination for the
non-reflective lives of babies or animals.
(22) The lam rim leaves out goals in the domains that are
not explicitly connected with Buddhist soteriological goals, such as
economico-political life (artha) and the life of sensuous and artistic
enjoyment (kāma), which are described in traditional Indian culture as
possible goals of a healthy human life. Hindu tradition describe four
goals, the other two being the domains of norms and behaviour (dharma
in the Hindu sense), and liberation (mokṣa).
See W. de Bary, Sources of Indian Tradition (New York: Columbia
University Press, 1958), 206-294.
(23) As M. Spiro, who separates kammatic Buddhism, i.e.,
folk Buddhism, which is not seriously soteriological but merely
interested in good rebirth, and Nibbanic Buddhism, true original
Buddhism, in which morality is superseded by wisdom. Buddhism and
Society (New York: Harper, 1970). The view of the lam rim is here much
closer to R. Gombrich, who argues for the continuity of the village
and elite forms of practice. See Precept and Practice (Oxford: Oxford
University Press, 1971).
(24) See G. Bond, The Buddhist Revival in Sri Lanka
(University of South Carolina Press, 1988).
(25) For example, Williams calls morality "this peculiar
institution". Ethics and the Limits of Philosophy, 174-196.
(26) P. Ricoeur, Soi-Meme Comme un Autre (Paris: Seuil,
1990).
(27) Atī"sa, The Lamp to the Path of Enlightenment and Its
Explanation, 125-7.
(28) The correspondence is less than perfect because there
are injunctions in the second and third types of "sīla. Nevertheless,
this level of practice is less concerned with injunctions than with
motivations and attitudes.
(29) Atī"sa, The Lamp to the Path of Enlightenment and Its
Explanation, 125.
(30) The issue of knowing whether every fault is a
negative karma is an interesting issue I cannot go into now. Vinaya
commentators seem to hold that this is not the case. A fault is not
necessarily karmically consequential.
(31) See, for example, Tsong kha pa's discussion in his
Extensive Gradual Stages of the Path to Enlightenment (byang chub lam
rim chen mo, Dharamsala: Shes rig par khang, Block), 254.
(32) Atī"sa, The Lamp to the Path of Enlightenment and Its
Explanation, 127.
(33) Atī"sa, The Lamp to the Path of Enlightenment and Its
Explanation , 127-8.
(34) H. Aronson, Love and Sympathy in Theravāda Buddhism
(Delhi: Motilal, 1980). As Aronson makes clear, meditations on loving
kindness in the Theravāda tradition are not meant to promote active
sympathy towards others, but greater concentration, and balance of
mind. This does not mean that sympathy is not actively promoted, as,
for example, in the Vinaya literature where monks are enjoined to help
each other, care for sick brothers, etc.
(35) I am quite aware of moving rather quickly over
difficult issues involved in the ethics of the gift, but such an issue
is quite obviously beyond the purview of this essay.
(36) bla ma'i zhal nas de lta bu'i tshul khrims kyi bslab
ba gsum ni yang dag par blangs pa dang rjes su bsrubs (bsrungs?) pas
bdag dang gzhan gyi don dang phan pa dang be bde bar 'gyur ba'i phyir
dge ba'o. Atī"sa, The Lamp to the Path of Enlightenment and Its
Explanation , 129-30.
(37) L. de La Vallee Poussin, trans., L' Abhidharmako"sa
de Vasubandhu (Bruxelles: Institut Belge des Hautes Etudes Chinoises,
1971), ĪI.106.
(38) I find it puzzling that many Theravāda scholars
insist that insight is a specialty of this tradition. Insight is
widely discussed and practiced in Tibetan Buddhist traditions as well
as in several schools of East-Asian Buddhism.
(39) My description of "the selfless nature of reality"
reflects the Buddhist tradition's own understanding, not the
epistemological status of its insights.
(40) Another topic into which I cannot go is the
differences between equanimity and indifference. Whereas the latter is
thought by Buddhist traditions to be an obstacle, the former is a
quality which allows the person who has developed it to be equal
towards all beings. This does not mean to ignore them, as has often
been misunderstood, but to be equally compassionate towards them.
(41) S. Weil, Gravity and Grace (London: Ark, 1952, 1987),
108.
(42) R. de Souza, "The Rationality of Emotions", in Rorty,
Explaining Emotions, 127-151.
(43) P. Strawson, Freedom and Resentment (London: Meuthen,
1974), 9.
(44) Introspection is shown by some studies to negatively
influence decisions. When asked to examine their reasons for making
certain choices, people often become confused and change their
decisions. See, for example, T. Wilson, D. Dunn, D. Kraft and D.
Lisle, "Introspection, Attitude Change, and Attitude Behaviour
Consistency: The Disruptive Effects of Explaining Why We Feel The Way
We Do", Advances in Experimental Psychology (1989), 287-343. It should
be clear that mindfulness is quite different from introspection in
that it is not reflective. It does not objectify mental states but
attempts to keep with them in a quasi-liminal way.
(45) E. Langer contrasts mindlessness, a capacity-fixing
ability that tends to be rigid and inflexible, and mindfulness, a
creative and capacity-increasing faculty that enables us to see the
limitations of categories and contexts. "Minding Matters: The
Consequences of Mindlessness-Mindfulness", Advances in Experimental
Psychology (1989), 137-173.
(46) A related point is well made R. Gimello, "Mysticism
in its Contexts", S. Katz, Mysticism and Religious Traditions (Oxford:
Oxford University Press, 1983), 61-88.
Copyright 1995
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